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Regulatory Matters 

Glass Lewis actively engages with regulatory bodies around the world and frequently provides them perspectives from the proxy advisory industry, information on our policies and procedures, and input on pending regulations.

Any additional regulatory-related questions can be directed to regulatory@glasslewis.com.

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Regulatory Matters Blog

Glass Lewis Comments on Spanish Corporate Code Revision

Glass Lewis has submitted a response to the Spanish consultation on the proposed changes to the Spanish Corporate Governance Code. The current proposal for the revision of the Code focuses on adapting the recommendations to [...]

By |February 13, 2020|Categories: Blog, Regulatory Matters|Tags: , , , , |

Glass Lewis Submits Comment Letter to SEC on Proposed Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice

Glass Lewis has submitted a comment letter regarding the United States Securities and Exchange Commission regarding the proposed Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice. As a proxy advisor, Glass Lewis [...]

By |February 4, 2020|Categories: Blog, Regulatory Matters|Tags: , , , |

Best Practice Principles Group for Shareholder Voting Research Announce Appointment of Independent Oversight Committee Chair

The Best Practice Principles Group (“BPPG”) today announced the appointment of independent Oversight Committee Chair, Dr Stephen Davis. Dr Davis’ appointment follows extensive stakeholder consultation and publication of the BPPG’s new 2019 Best Practice Principles [...]

Glass Lewis Comment Letter on Proposed Revisions to Japan’s Stewardship Code

Glass Lewis has submitted a comment letter on proposed Revisions to the Principles for Responsible Institutional Investors ≪Japan’s Stewardship Code≫. In particular, Glass Lewis shared comments regarding the new Principle 8, which provides guidance to [...]

By |January 28, 2020|Categories: Blog, Regulatory Matters|Tags: , , , |

Glass Lewis Submission to Bursa Malaysia on Proposed Amendments to Listing Requirements 

Glass Lewis has submitted a response to the consultation paper from the Bursa Malaysia on proposed changes to the Main Market and ACE Market Listing Requirements. The changes that Glass Lewis commented on relate to: [...]

By |October 31, 2019|Categories: Blog, Regulatory Matters|

Glass Lewis Submission on Draft Governance Code (Philippines)

On October 10, 2019, the Securities and Exchange Commission Philippines released its Draft Code of Corporate Governance for Public Companies and Registered Issuers. The Draft Code is meant to update the existing corporate governance code, [...]

By |October 31, 2019|Categories: Blog, Regulatory Matters|