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Regulatory Matters 

Glass Lewis actively engages with regulatory bodies around the world and frequently provides them perspectives from the proxy advisory industry, information on our policies and procedures, and input on pending regulations.

Any additional regulatory-related questions can be directed to regulatory@glasslewis.com.

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Regulatory Matters Blog

Glass Lewis Submission to the Securities and Exchange Board of India on Proposed Changes to Related Party Transactions Relations

Glass Lewis has submitted a response to the consultation paper from the Securities and Exchange Board of India on proposed changes to related party transactions (“RPTs”). The changes that Glass Lewis commented on relate to: [...]

By |February 27, 2020|Categories: Blog, Regulatory Matters|Tags: , , , , |

Glass Lewis Comments on Spanish Corporate Code Revision

Glass Lewis has submitted a response to the Spanish consultation on the proposed changes to the Spanish Corporate Governance Code. The current proposal for the revision of the Code focuses on adapting the recommendations to [...]

By |February 13, 2020|Categories: Blog, Regulatory Matters|Tags: , , , , |

Glass Lewis Submits Comment Letter to SEC on Proposed Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice

Glass Lewis has submitted a comment letter regarding the United States Securities and Exchange Commission regarding the proposed Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice. As a proxy advisor, Glass Lewis [...]

By |February 4, 2020|Categories: Blog, Regulatory Matters|Tags: , , , |

Best Practice Principles Group for Shareholder Voting Research Announce Appointment of Independent Oversight Committee Chair

The Best Practice Principles Group (“BPPG”) today announced the appointment of independent Oversight Committee Chair, Dr Stephen Davis. Dr Davis’ appointment follows extensive stakeholder consultation and publication of the BPPG’s new 2019 Best Practice Principles [...]

Glass Lewis Comment Letter on Proposed Revisions to Japan’s Stewardship Code

Glass Lewis has submitted a comment letter on proposed Revisions to the Principles for Responsible Institutional Investors ≪Japan’s Stewardship Code≫. In particular, Glass Lewis shared comments regarding the new Principle 8, which provides guidance to [...]

By |January 28, 2020|Categories: Blog, Regulatory Matters|Tags: , , , |

Glass Lewis Submission to the Israel Justice Ministry

Glass Lewis submitted comments to the Israel Justice Ministry as part of a public consultation on the matter of adapting corporate governance standards for a capital market with a greater number of non-controlled companies. You [...]

By |November 21, 2019|Categories: Blog, Regulatory Matters|Tags: , , |