Best Practice Principles & Stewardship Codes
Best Practice Principles & Stewardship Codes
Glass Lewis has issued statements on a variety of global stewardship codes, and is a charter signatory of the Best Practice Principles for Shareholder Voting Research & Analysis, which were launched in March 2014.
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Swiss Stewardship Code Statement
Best Practice Principle
Glass Lewis’ Statement of Compliance with the Best Practice Principles for Providers of Shareholder Voting Research & Analysis details how Glass Lewis applies each of the three principles of Service Quality, Conflicts of Interest Management, and Market Communications and all related guidance to the work we perform on behalf of our clients.
Statements of Compliance are available for the following years:
2024 (current)20232022202120202019Statements of Compliance are available for the following years:
The Best Practice Principles Group (BPPG) website provides details on the principles, an overview of how they were developed and lists members and signatories. Visit the BPPG website.
UK Stewardship Code Statement
Glass Lewis’ annual Statement on the UK Stewardship Code. The Code was published by the Financial Reporting Council in July 2010 and last updated in 2020. The purpose of the UK Stewardship Code is to promote greater transparency among investor groups with respect to the handling of responsible investment activities.
France AMF Recommendation for Proxy Advisors
Glass Lewis’ Statement on AMF Recommendation No. 2011-06 on proxy advisory firms, issued by the Autorité des Marches Financiers (“AMF”) in March 2011. The purpose of the AMF Recommendation is to secure greater transparency with regard to the operation and role of proxy advisors.
Japan Stewardship Code Statement
Glass Lewis’ Statement on Japan’s Stewardship Code, published by the Council of Experts on the Stewardship Code in February 2014 and last updated in June 2025. The Code was published in an effort to endorse greater transparency among investor groups with respect to the handling of responsible investment activities.
Korea Stewardship Code Statement
Glass Lewis’ Statement on Korea’s Stewardship Code, published by the Korea Stewardship Code Council on December 16, 2016, in an effort to enhance investor stewardship, reflecting the responsibility of institutional investors to engage constructively with invested companies.
Tracking Shareholder Proposals and Company Exclusions: Pre-Season Observations
How has the SEC’s new approach to no-action requests impacted the shareholder proposal landscape? It’s a question that Glass Lewis will be monitoring throughout the U.S. proxy season.
Tracking Shareholder Proposals and Company Exclusions: Pre-Season Observations
How has the SEC’s new approach to no-action requests impacted the shareholder proposal landscape? It’s a question that Glass Lewis will be monitoring throughout the U.S. proxy season.
Observations: What the Withdrawal of Big Four Auditors From Sub-Saharan Africa Means for Corporate Governance and Shareholders
This article examines how the retreat of Big Four auditors from Sub-Saharan Africa could reshaping the regional audit landscape and influencing corporate governance and shareholder outcomes over the long term.
Observations: What the Withdrawal of Big Four Auditors From Sub-Saharan Africa Means for Corporate Governance and Shareholders
This article examines how the retreat of Big Four auditors from Sub-Saharan Africa could reshaping the regional audit landscape and influencing corporate governance and shareholder outcomes over the long term.
How One of Japan’s Largest Asset Managers Leveraged a Custom Voting Policy and Engagement Services
Learn how one of Japan’s largest asset managers partnered with Glass Lewis to implement a custom voting policy and a tailored global engagement program.
How One of Japan’s Largest Asset Managers Leveraged a Custom Voting Policy and Engagement Services
Learn how one of Japan’s largest asset managers partnered with Glass Lewis to implement a custom voting policy and a tailored global engagement program.
US AI Oversight Through Three Lenses: Investor Expectations, the S&P 100 and Company-Specific Analysis
This article examines U.S. investor expectations for board oversight of artificial intelligence, analyzes AI governance disclosures among S&P 100 companies, and highlights company-specific approaches to managing AI-related risks and opportunities.
US AI Oversight Through Three Lenses: Investor Expectations, the S&P 100 and Company-Specific Analysis
This article examines U.S. investor expectations for board oversight of artificial intelligence, analyzes AI governance disclosures among S&P 100 companies, and highlights company-specific approaches to managing AI-related risks and opportunities.