securities & exchange commission Archives

Glass Lewis Submits Comment Letter to SEC on Proposed Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice

Glass Lewis has submitted a comment letter regarding the United States Securities and Exchange Commission regarding the proposed Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice. As a proxy advisor, Glass Lewis [...]

By Nichol Garzon|2021-04-08T14:51:18-07:00February 4, 2020|Blog, Regulatory Matters|Comments Off

SEC Proxy Recommendations Include Universal Ballot and Vote Confirmations

If effecting change at a single institution is like reversing the course of an aircraft carrier, revamping the proxy system is something akin to turning around a whole fleet. Undaunted by the task, it appears [...]

By Dimitri Zagoroff|2021-04-08T14:51:31-07:00September 13, 2019|Blog, Regulatory Matters|Comments Off

SEC Proxy Roundtable to Look at Shareholder Proposals, Proxy Advisors, Universal Ballots and More

The health of the U.S. proxy system is about to get a check-up. On July 30, SEC chair Jay Clayton announced a roundtable to examine whether existing rules have kept pace with changes to the [...]

By Dimitri Zagoroff|2021-04-08T14:52:25-07:00August 3, 2018|Blog|Comments Off