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Regulatory Matters Archive

Glass Lewis actively engages with regulatory bodies around the world and frequently provides them perspectives from the proxy advisory industry, information on our policies and procedures, and input on pending regulations.

  • regulatory_matters

Glass Lewis Submits Comments to SEC on Subpart 400 of Regulation S-K

On October 31, 2016, Glass Lewis submitted a letter to the SEC in response to an August 25, 2016 request for comment on the disclosure requirements covered under Subpart 400 of Regulation S-K. The items [...]

By |November 8, 2016|Categories: Blog, Regulatory Matters|Tags: , , |
  • regulatory_matters

Glass Lewis Statement on H.R. 5983, the “Financial CHOICE Act of 2016.”

The written statement of Katherine Rabin, Chief Executive Officer of Glass, Lewis & Co. for today's markup of H.R. 5983, the "Financial CHOICE Act of 2016."   Submitted September 13, 2016, to the U.S. House [...]

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Glass Lewis Submission to SEC on Proposed Dodd-Frank Section 956 Regulations

As discussed in our prior post, new regulations have been proposed to prohibit incentive-based pay arrangements that encourage inappropriate risk, in line with section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [...]

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Glass Lewis Testimony on “Proxy Advisory Firm Reform Act of 2016”

The written statement of Katherine Rabin, Chief Executive Officer of Glass, Lewis & Co. to the Subcommittee on Capital Markets and Government Sponsored Enterprises, U.S. House of Representatives Committee on Financial Services . Presented May [...]

  • regulatory_matters

Glass Lewis Comments on Proposed Changes to Listing Rules of the Singapore Exchange Securities Trading Limited and Singapore Exchange Limited.

Glass, Lewis & Co. ("Glass Lewis") appreciates the opportunity to comment on the Consultation Paper for Listing Rules Amendments (the “Listing Rules”) to Align with Changes to the Companies Act (the "Act") issued by the [...]

By |February 10, 2016|Categories: Regulatory Matters|Tags: , , |
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Glass Lewis Comments on the Draft Pakistan’s Companies Act, 2015

Glass, Lewis & Co. ("Glass Lewis") appreciates the opportunity to comment on the draft Pakistan’s Companies Act, 2015 (the "Act") issued by the Securities and Exchange Commission of Pakistan (“SECP”). Glass Lewis commends the SECP [...]

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