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Regulatory Matters Archive

Glass Lewis actively engages with regulatory bodies around the world and frequently provides them perspectives from the proxy advisory industry, information on our policies and procedures, and input on pending regulations.

Glass Lewis Submission of Public Comments on Dutch ‘Thinking Period’ Consultation

Glass Lewis has submitted a response to the Dutch consultation, which ended on February 7, 2019, on a legislative proposal to implement a 250-day bedenktijd ('thinking period'). The proposal would implement a 250-day thinking period [...]

By |February 11, 2019|Categories: Blog, Regulatory Matters|Tags: , , , |

CGI Glass Lewis: Initial Response to Royal Commission Final Report

Earlier this week the Final Report of the Australian Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (“the Royal Commission”) was released to the public. Responses from financial institutions, regulators and [...]

By |February 7, 2019|Categories: Blog, Regulatory Matters|Tags: , , , , |

Glass Lewis Submission of Public Comments on German Corporate Governance Code Consultation

The German Corporate Governance Code has just come to the end of a consultation phase, with market participants being invited to provide feedback on a large number of proposed amendments. The consultation may result in [...]

Washington Update – Proxy Process Focus Continues

Following the SEC Proxy Roundtable last month, the Senate Committee on Banking, Housing, and Urban Development held a hearing on Proxy Process and Rules: Examining Current Practices and Potential Changes. The December 6th hearing allowed [...]

Legislative Update: Senate Bill Redefines Proxy Advisors as Investment Advisers

Just as the SEC convenes a Staff Roundtable to look at the proxy process as a whole, including the possible regulation of the proxy advisory industry , on November 14 six U.S. Senators introduced a [...]

SEC Roundtable on the Proxy Process: Glass Lewis Statement to the Record

As part of its contribution to the SEC Staff Roundtable on the Proxy Process, on November 14 Glass Lewis submitted a statement to the record. You can read the statement here. The statement sets out Glass [...]

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