Regulatory Matters

Glass Lewis actively engages with regulatory bodies around the world and frequently provides them perspectives from the proxy advisory industry, information on our policies and procedures, and input on pending regulations.

Any additional regulatory-related questions can be directed to regulatory@glasslewis.com.

Statements, Comments & Resources

Glass Lewis Statements and Correspondence

Investor Perspectives on Proxy Advisor Regulation

Government Reports & Pronouncements

United States


Proposed Rules and Final Regulations

Academic Studies

Regulatory Matters Blog

Glass Lewis Submission to the Israel Justice Ministry

Glass Lewis submitted comments to the Israel Justice Ministry as part of a public consultation on the matter of adapting corporate governance standards for a capital market with a greater number of non-controlled companies. You [...]

By |November 21, 2019|Categories: Blog, Regulatory Matters|Tags: , , |

Glass Lewis Submission to Bursa Malaysia on Proposed Amendments to Listing Requirements 

Glass Lewis has submitted a response to the consultation paper from the Bursa Malaysia on proposed changes to the Main Market and ACE Market Listing Requirements. The changes that Glass Lewis commented on relate to: [...]

By |October 31, 2019|Categories: Blog, Regulatory Matters|

Glass Lewis Submission on Draft Governance Code (Philippines)

On October 10, 2019, the Securities and Exchange Commission Philippines released its Draft Code of Corporate Governance for Public Companies and Registered Issuers. The Draft Code is meant to update the existing corporate governance code, [...]

By |October 31, 2019|Categories: Blog, Regulatory Matters|

SEC Proxy Recommendations Include Universal Ballot and Vote Confirmations

If effecting change at a single institution is like reversing the course of an aircraft carrier, revamping the proxy system is something akin to turning around a whole fleet. Undaunted by the task, it appears [...]

Glass Lewis CEO Katherine Rabin Issues Statement Regarding SEC Guidance

On Wednesday the US Securities and Exchange Commission (SEC) issued guidance related to “Investment Advisers’ Proxy Voting Responsibilities and the Application of Proxy Rules to Voting Advice.”  We look forward to reviewing the clarifications that [...]

By |August 22, 2019|Categories: Blog, Regulatory Matters|

Glass Lewis Submission to SEBI on Issues Related to Proxy Advisors

On July 29, 2019, the Securities and Exchange Board of India (“SEBI”) issued a report submitted by the Working Group it formed in November 2018 to review certain issues related to proxy advisors. The report [...]

By |August 20, 2019|Categories: Blog, Regulatory Matters|Tags: , , , , |