Glass Lewis Submission to SEC on Proposed Dodd-Frank Section 956 Regulations

As discussed in our prior post, new regulations have been proposed to prohibit incentive-based pay arrangements that encourage inappropriate risk, in line with section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [...]

By |2021-04-08T14:54:36-07:00July 27, 2016|Blog, Regulatory Matters|Comments Off on Glass Lewis Submission to SEC on Proposed Dodd-Frank Section 956 Regulations

SEC Sharpens Clawbacks

Last week, a six-agency brain trust of regulators released a draft of rules to implement section 956 of the Dodd-Frank Act, covering incentive-based pay arrangements that could encourage risk or excessive pay among financial institutions. [...]

By |2021-04-08T14:54:53-07:00May 9, 2016|Blog|Comments Off on SEC Sharpens Clawbacks