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Regulatory Matters Archive

Glass Lewis actively engages with regulatory bodies around the world and frequently provides them perspectives from the proxy advisory industry, information on our policies and procedures, and input on pending regulations.

Glass Lewis Comments on Supplementary Guidance to FSB Principles and Standards on Compensation

Glass Lewis submitted comments on proposed Supplementary Guidance to the Financial Stability Board's Principles and Standards on Sound Compensation Practices in August 2017. Download

By |August 30, 2017|Categories: Regulatory Matters|Tags: , , , |

Glass Lewis Submission to SGX Consultation on a Possible Dual Class Listing Framework

As discussed in our prior post, SGX has sought input from stakeholders on possibly allowing issuers to adopt dual class share (“DCS”) structures for newly listed issuers. SGX set out a “straw man” proposal on [...]

By |April 19, 2017|Categories: Blog, Regulatory Matters|Tags: , , , , , |

Glass Lewis Comments on Revisions to German Corporate Governance Code

Glass Lewis submitted comments on proposed revisions to the German Corporate Governance Code in December 2016. Download

By |December 15, 2016|Categories: Regulatory Matters|Tags: , , , |

Glass Lewis Submits Comments to SEC on Subpart 400 of Regulation S-K

On October 31, 2016, Glass Lewis submitted a letter to the SEC in response to an August 25, 2016 request for comment on the disclosure requirements covered under Subpart 400 of Regulation S-K. The items [...]

By |November 8, 2016|Categories: Blog, Regulatory Matters|Tags: , , |

Glass Lewis Comments on Revisions to the Dutch Corporate Governance Code

Glass Lewis submitted comments to the monitoring committee of the Dutch Corporate Governance Code in response to a public consultation on revisions proposed in 2016. Download

Glass Lewis Statement on H.R. 5983, the “Financial CHOICE Act of 2016.”

The written statement of Katherine Rabin, Chief Executive Officer of Glass, Lewis & Co. for today's markup of H.R. 5983, the "Financial CHOICE Act of 2016."   Submitted September 13, 2016, to the U.S. House [...]

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